Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Maxfield is a financial advisor with over 11 years of experience in the industry. David is currently registered with Foreside Fund Services, LLC and has been in this role since August 2022. David was previously employed with PIMCO INVESTMENTS LLC and State Street Global Advisors Funds Distributors, LLC. David holds the Series 7, Series 63, and SIE licenses. David is licensed to provide investment advice in 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/02/2022 - Present
Foreside Fund Services, LLC (Los Angeles CA)
NY
03/22/2019 - 07/08/2022
PIMCO INVESTMENTS LLC (NEW YORK NY)
CA
07/27/2011 - 03/25/2019
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (SAN FRANCISCO CA)
BC
Issued 08/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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