Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gordon is a financial professional with over 19 years of experience in the financial services industry. David is a registered representative with TRB Capital Markets, LLC and holds the Series 7, 50, 52TO, 53, 54, 63, and 65 securities licenses. David is also a registered representative with Estrada Hinojosa & Company, Inc. and holds the Series 50, 52TO, 53, 54, 63, and 65 securities licenses. David's primary focus is on providing investment advice and securities brokerage services to clients in Colorado and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
08/09/2024 - Present
TRB Capital Markets, LLC (DENVER CO)
BC
Issued 11/01/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/25/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 10/22/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/09/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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