Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gregory Queen is an active investment advisor representative at LPL Financial LLC. David has been in the industry since October 1993 and holds the Series 63, 65, 7, 24, and SIE licenses. David has 20 years of experience at National Planning Corporation and 20 years of experience at David Queen, CPA. David has a current approved registration in Tennessee for both investment advisor and broker-dealer activities. David is also registered as a broker-dealer in Alabama, Arizona, California, Florida, Georgia, Illinois, Kansas, Louisiana, Maryland, Nevada, New Mexico, North Carolina, Ohio, Pennsylvania, South Carolina, Virginia, Washington, West Virginia, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
11/29/2017 - Present
LPL Financial LLC (HIXSON TN)
TN
04/26/2004 - 11/29/2017
NATIONAL PLANNING CORPORATION (CHATTANOOGA TN)
GA
10/25/1993 - 05/03/2004
FSC SECURITIES CORPORATION (ATLANTA GA)
IA
Issued 08/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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