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David Gregory Marshall

Charles Schwab & CO., Inc.

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About David Gregory Marshall

David Gregory Marshall is a financial professional with experience in the financial services industry. David has worked at several firms including Transamerica Investors Securities Corporation, TIAA-CREF Individual & Institutional Services, LLC, and J.P. Morgan Institutional Investments Inc. David currently is registered with Charles Schwab & CO., Inc. David holds the Series 6, Series 6TO, Series 63, and SIE licenses.

Firm Information

David Marshall is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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David Marshall’s Registration & Firm History

CO

05/12/2022 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

CO

08/18/2020 - 01/11/2021

TRANSAMERICA INVESTORS SECURITIES CORPORATION (DENVER CO)

CO

10/09/2015 - 07/28/2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

CO

03/31/2008 - 12/22/2008

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)

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Licenses & Designations

BC

Issued 10/23/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/09/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Gregory Marshall.
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