Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gregory Lewis is a financial advisor with over 30 years of experience in the financial services industry. David currently works for LPL Financial LLC and is registered in five states: Virginia, Maryland, District of Columbia, Florida and Texas. David has a wide range of experience in various financial services fields and has held previous positions at firms such as Mutual Service Corporation, FSC Securities Corporation, OneAmerica Securities, Inc., American United Life Insurance Company, Park Avenue Securities LLC, Guardian Investor Services Corporation, Independent Financial Securities, Inc., Equico Securities, Inc., and The Equitable Life Assurance Society of the United States. David has a deep understanding of the financial services industry and is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
09/08/2009 - Present
LPL Financial LLC (VIENNA VA)
VA
01/03/2008 - 09/08/2009
MUTUAL SERVICE CORPORATION (ASHBURN VA)
VA
02/04/2005 - 10/01/2007
FSC SECURITIES CORPORATION (VIENNA VA)
IN
03/29/2004 - 02/03/2005
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IN
01/14/2000 - 10/20/2003
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IN
01/14/2000 - 12/17/2001
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
NY
08/19/1999 - 01/31/2000
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
05/03/1999 - 08/18/1999
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
09/25/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
12/07/1994 - 12/03/1996
INDEPENDENT FINANCIAL SECURITIES, INC.
NY
12/11/1981 - 08/30/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
12/11/1981 - 08/30/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/04/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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