Unclaimed
David Horne is a financial advisor registered with American Fidelity Securities, Inc. in Oklahoma. He is a seasoned professional with over 20 years of experience in the financial services industry. David has a strong background in securities, and investment company products. He is licensed in California, Nevada, and Oklahoma, and holds the Series 6, 7, 63, and 66 securities licenses, as well as the SIE. David's experience, expertise, and licenses allow him to provide a wide range of financial services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
05/09/2016 - Present
American Fidelity Securities, Inc. (OKLAHOMA CITY OK)
CA
10/01/2012 - 03/15/2016
J.P. MORGAN SECURITIES LLC (CHINO HILLS CA)
CA
10/07/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHINO HILLS CA)
CA
06/18/2003 - 10/06/2010
EDWARD JONES (UPLAND CA)
AZ
11/05/2002 - 06/10/2003
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 01/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/04/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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