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David Gregg Shore

Nylife Securities LLC

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About David Gregg Shore

David Gregg Shore is a financial advisor with Nylife Securities LLC and has been in the industry since January 1, 2004. Shore is registered in Florida, California, and Washington. Shore holds Series 6, 7 and 63 licenses as well as the SIE.

Firm Information

David Shore is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Shore’s Registration & Firm History

FL

01/01/2004 - Present

Nylife Securities LLC (SUNRISE FL)

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Licenses & Designations

BC

Issued 07/31/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2013

Series 7 - General Securities Representative Examination

BC

Issued 12/29/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Gregg Shore. Review regulatory record here.
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