Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Greeson Moffett is a financial advisor with Oppenheimer & Co. Inc. David has been in the industry since 2003. David is registered with FINRA and the following states: Florida, Georgia, Louisiana, New York, North Carolina, South Carolina, Tennessee, Texas, and Virginia. David holds the Series 7, Series 52, Series 53, Series 63, and Series 79 licenses. David is also a Chartered Financial Analyst. Prior to joining Oppenheimer & Co. Inc. David worked at UBS Financial Services Inc. and Jefferies LLC. David provides financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
02/20/2024 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
GA
01/02/2018 - 02/01/2024
UBS FINANCIAL SERVICES INC. (Atlanta GA)
GA
08/21/2009 - 10/19/2017
JEFFERIES LLC (ATLANTA GA)
GA
06/02/2003 - 08/14/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
MO
01/15/2003 - 05/12/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 08/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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