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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rubin is a financial advisor with LPL Financial LLC, a firm with more than $50 billion in assets under management. David has been in the financial services industry for over 20 years. David is licensed in 53 states and is a Certified Financial Planner. He is registered with both FINRA and the Securities and Exchange Commission. David specializes in financial planning, portfolio management, and consulting. His past experience includes positions at CUNA Brokerage Services, Inc. and Merrill Lynch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
07/14/2022 - Present
LPL Financial LLC (CLEARWATER FL)
FL
02/20/2004 - 05/24/2022
CUNA BROKERAGE SERVICES, INC. (CLEARWATER FL)
NY
02/06/2001 - 01/30/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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