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David Grant Metzger

Northwestern Mutual Investment Services, LLC

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About David Grant Metzger

David Metzger is a financial advisor with Northwestern Mutual Investment Services, LLC. David has been in the financial services industry since 2003. David holds Series 6, 7, 63, and 65 securities licenses and the SIE exam. David is also a Certified Financial Planner and a Chartered Financial Analyst. Prior to joining Northwestern Mutual Investment Services, LLC, David worked at various financial institutions including Zacks & Company, and Plante Moran Financial Advisors. David provides investment advisory services to clients in Arizona, California, Colorado, Florida, Georgia, Illinois, Kansas, Mississippi, North Carolina, Oklahoma, and Pennsylvania. David also works with Northwestern Mutual Wealth Management Company in Milwaukee, WI.

Firm Information

David Metzger is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1 N WACKER DR STE 4600

CHICAGO, IL 60606

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Metzger’s Registration & Firm History

IL

03/25/2024 - Present

Northwestern Mutual Investment Services, LLC (CHICAGO IL)

IL

05/17/2006 - 09/05/2006

ZACKS & COMPANY (CHICAGO IL)

OK

10/15/2001 - 02/27/2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TULSA OK)

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Licenses & Designations

BC

Issued 3/21/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 7/27/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 2/28/2024

Series 7TO - General Securities Representative Examination

BC

Issued 2/20/2024

SIE - Securities Industry Essentials Examination

BC

Issued 2/17/2003

Series 7 - General Securities Representative Examination

BC

Issued 10/13/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Grant Metzger.
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