Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Grant Harding is a financial advisor with The Leaders Group, Inc. located in Littleton, CO. David has been in the financial industry since August 2010. David has a Series 6, Series 63, and SIE license and is currently registered with the state of New York and New Jersey. David's previous experience includes roles at MML Investors Services, LLC and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/08/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
06/24/2016 - 12/15/2021
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
09/02/2009 - 12/17/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
BC
Issued 02/03/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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