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David Grant conrad Morgan

Ceros Financial Services, Inc.

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About David Grant conrad Morgan

David Grant Conrad Morgan is a financial advisor registered with Ceros Financial Services, Inc. in South Norwalk, Connecticut. David has been in the financial services industry since 1990 and has held several principal and representative licenses. David has experience with National Securities Corporation, EASTBROOK CAPITAL GROUP LLC, NORTHEAST SECURITIES, INC., SANDS BROTHERS & CO., LTD., and RODMAN & RENSHAW INC. David is licensed in multiple states.

Firm Information

David Morgan is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Morgan’s Registration & Firm History

CT

01/11/2022 - Present

Ceros Financial Services, Inc. (South Norwalk CT)

CT

04/03/2009 - 02/04/2022

NATIONAL SECURITIES CORPORATION (SOUTH NORWALK CT)

NY

08/12/1996 - 04/01/2009

EASTBROOK CAPITAL GROUP LLC (NEW YORK NY)

NY

01/16/1995 - 10/29/1996

NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)

NY

01/30/1991 - 01/19/1995

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

IL

06/05/1990 - 12/07/1990

RODMAN & RENSHAW INC. (CHICAGO IL)

CO

03/20/1990 - 06/15/1990

THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)

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Licenses & Designations

IA

Issued 10/22/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/16/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/1997

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/12/1996

Series 4 - Registered Options Principal Examination

BC

Issued 03/09/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Grant conrad Morgan.
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