Unclaimed
David Larkin is a financial advisor with over 11 years of experience in the financial services industry. David has held positions at several firms including Piper Sandler & Co., ATM Execution LLC, Cowen and Company, Virtu Americas LLC, and Tora Trading Services, LLC. David is currently registered with Meridian Equity Partners, Inc. David is licensed to conduct business in New York, California, and the District of Columbia. David has successfully passed the Series 63, Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/18/2023 - Present
Meridian Equity Partners, Inc. (NEW YORK NY)
CA
01/13/2021 - 11/12/2021
PIPER SANDLER & CO. (EL SEGUNDO CA)
NY
03/23/2018 - 11/19/2018
ATM EXECUTION LLC (NEW YORK NY)
NY
03/23/2018 - 11/19/2018
COWEN AND COMPANY (NEW YORK NY)
CA
09/13/2011 - 01/05/2018
VIRTU AMERICAS LLC (SAN FRANCISCO CA)
CA
11/05/2007 - 02/10/2010
TORA TRADING SERVICES, LLC (SAN FRANCISCO CA)
NY
06/14/2006 - 06/05/2007
RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 09/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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