Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gould Roos is a financial advisor with over 7 years of experience in the industry. David is currently registered with Houlihan Lokey Capital, Inc. in Massachusetts. Prior to joining Houlihan Lokey Capital, Inc., David worked at MVP CAPITAL ADVISORS, LLC and MORGAN STANLEY & CO. LLC. David holds the Series 7, Series 63, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
10/02/2020 - Present
Houlihan Lokey Capital, Inc. (Boston MA)
MA
05/01/2019 - 08/31/2020
MVP CAPITAL ADVISORS, LLC (Dedham MA)
NY
08/17/2016 - 12/18/2018
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 08/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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