Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Maxham is a financial professional with experience in the industry since 2015. David is currently registered with State Street Global Markets, LLC and holds a Series 27, Series 99, and SIE licenses. David has held previous positions at State Street Global Advisors Funds Distributors, LLC and GE Investment Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
08/05/2019 - Present
State Street Global Markets, LLC (BOSTON MA)
CT
09/30/2017 - 07/28/2022
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (STAMFORD CT)
CT
08/06/2014 - 07/01/2016
GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)
BC
Issued 08/28/2018
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2014
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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