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David Gotard

SG Americas Securities, LLC

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About David Gotard

David Gotard is a financial professional with over 20 years of experience in the financial services industry. He is currently registered with SG Americas Securities, LLC. David's career has included roles at various firms, including AllianceBernstein Investments, Inc., Bear, Stearns & Co. Inc., OppenheimerFunds Distributor, Inc., and SG Cowen Securities Corporation. His certifications include the Series 63, Series 7, SIE, and Series 99TO exams.

Firm Information

David Gotard is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Gotard’s Registration & Firm History

NY

07/11/2023 - Present

SG Americas Securities, LLC (NEW YORK NY)

TN

08/21/2006 - 02/25/2011

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)

NY

06/14/2004 - 08/04/2006

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

01/30/2002 - 06/04/2004

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

NY

10/26/1998 - 12/04/2000

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

IL

09/18/1996 - 09/18/1998

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

NA

09/19/1994 - 09/18/1996

CHEMICAL INVESTMENT SERVICES CORP.

NY

12/11/1992 - 09/19/1994

CHEMICAL SECURITIES, INC. (NEW YORK NY)

NY

07/19/1991 - 01/13/1992

HIBBARD BROWN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/07/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/2023

Series 99TO - Operations Professional Examination

BC

Issued 06/09/2023

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Gotard.
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