Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gordon Roberts is a financial advisor with over 30 years of experience in the industry. David has a Series 7, Series 63, Series 79 and SIE licenses and has been registered with Coldstream Wealth Management since 2018. David is also a member of Consenza LLC, a Nevada LLC, and serves on the boards of several companies. David specializes in providing financial advice to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. David's areas of expertise include financial planning, portfolio management, and business transition consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Project by project basis
1
2
WA
11/27/2020 - Present
Coldstream Wealth Management (BELLEVUE WA)
WA
01/01/2014 - 06/25/2018
CASCADIA CAPITAL, LLC (SEATTLE WA)
OH
10/11/1988 - 12/31/2004
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
BC
Issued 02/13/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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