Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gordon Cocks is a financial professional with over 15 years of experience in the industry. David is a registered representative with Amundi Distributor US, Inc. and holds the Series 7, Series 24, Series 99TO, and SIE licenses. David is located in the Boston, Massachusetts branch of Amundi Distributor US, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
06/14/2007 - Present
Amundi Distributor US, Inc. (BOSTON MA)
BC
Issued 11/09/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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