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David Gordon

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About David Gordon

David Gordon is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Venice, Florida. David has been working in the industry since February 1999. He is registered in 45 states and the District of Columbia. David specializes in helping individuals, businesses, and retirement plans. David has a long history of experience with various financial institutions, including Forest Equity Services, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, Bell Investment Group, Inc., La Jolla Capital Corporation, First Colonial Securities Group, Inc., and Investors Associates, Inc..

Firm Information

David Gordon is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Gordon’s Registration & Firm History

FL

05/22/2008 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (VENICE FL)

NY

01/17/2003 - 01/12/2007

FORESTERS EQUITY SERVICES, INC. (MELVILLE NY)

MA

02/01/2000 - 08/05/2002

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

02/01/2000 - 08/05/2002

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

01/08/1999 - 04/12/1999

BELL INVESTMENT GROUP, INC. (NEW YORK NY)

CA

08/06/1997 - 04/17/1998

LA JOLLA CAPITAL CORPORATION (SAN DIEGO CA)

FL

04/23/1997 - 08/28/1997

FIRST COLONIAL SECURITIES GROUP, INC. (BOCA RATON FL)

NJ

08/29/1996 - 04/18/1997

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

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Licenses & Designations

BOTH

Issued 08/14/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/10/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for David Gordon. Review regulatory record here.
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