Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gonzales is a financial professional with over 10 years of experience in the industry. He is currently registered with GT Securities, Inc. in California and Arizona. David has a Series 63, 79, and 24 license. He previously worked with Carolina Financial Securities, LLC and CKS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/29/2021 - Present
GT Securities, Inc. (LOS ANGELES CA)
NC
08/30/2019 - 06/29/2020
CAROLINA FINANCIAL SECURITIES, LLC (BREVARD NC)
AZ
03/11/2013 - 08/12/2019
CKS SECURITIES LLC (SCOTTSDALE AZ)
BC
Issued 03/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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