Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Goldberg is a financial advisor with Valic Financial Advisors, Inc. David has been in the industry since November 24, 2000. David has a Series 6, 7, 63, 65, and SIE licenses. David is registered in New York and has a Branch Office in Houston, Texas. David specializes in providing Financial Planning, Selection of other Advisers, and Portfolio Management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/16/2022 - Present
Valic Financial Advisors, Inc. (HOUSTON TX)
MA
11/13/2019 - 12/31/2020
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
NY
05/21/2018 - 06/20/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
NY
05/07/2014 - 12/22/2016
MBSC SECURITIES CORPORATION (New York NY)
NY
06/23/2008 - 04/17/2014
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
06/30/2006 - 06/10/2008
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
03/01/2005 - 07/11/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
IL
06/05/2001 - 08/25/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
07/08/1998 - 03/10/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
MD
06/21/1994 - 06/04/1998
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
IA
Issued 05/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/05/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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