Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Glen Roessner is an investment advisor representative currently registered with Cetera Investment Advisers LLC in Oak Ridge, Tennessee. David has been in the financial services industry since 2009. David has passed several securities exams including the Series 6, 7, 31, 63, and 65. David also has experience with Fifth Third Securities, Inc. and Morgan Stanley Smith Barney. David provides services such as financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for individuals and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
01/24/2023 - Present
Cetera Investment Advisers LLC (OAK RIDGE TN)
TN
05/02/2013 - 07/01/2016
FIFTH THIRD SECURITIES, INC. (KNOXVILLE TN)
TN
05/03/2011 - 12/22/2011
MORGAN STANLEY SMITH BARNEY (KNOXVILLE TN)
TN
08/03/2009 - 03/11/2011
SUNTRUST INVESTMENT SERVICES, INC. (KNOXVILLE TN)
IA
Issued 06/03/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 05/02/2011
Series 7 - General Securities Representative Examination
BC
Issued 07/31/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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