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David Glen Gilbert

Northwestern Mutual Investment Services, LLC

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About David Glen Gilbert

David Glen Gilbert is a financial advisor with Northwestern Mutual Investment Services, LLC. David has been in the industry since 1998 and has been with Northwestern Mutual since 2003. David is registered to provide investment advice in Tennessee and is also registered as a broker-dealer in 51 states. David holds a Series 7, Series 9, Series 10, Series 63 and Series 65 license. David also owns an investment property with his spouse.

Firm Information

David Gilbert is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Gilbert’s Registration & Firm History

TN

04/14/2005 - Present

Northwestern Mutual Investment Services, LLC (MEMPHIS TN)

RI

10/02/1997 - 11/05/2002

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MN

05/16/1997 - 07/17/1997

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

05/16/1997 - 07/17/1997

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 04/12/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/19/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/05/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/30/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Glen Gilbert.
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