Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Marks is a financial professional with over 20 years of experience in the industry. David is currently registered with Metlife Investors Distribution Co. and has previously worked at Tower Square Securities, Inc. and Morgan Stanley DW Inc.. David holds the Series 66, Series 31, Series 7 and SIE licenses. David is registered in Connecticut and North Carolina and is currently working with clients in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/01/2006 - Present
Metlife Investors Distribution Co. (CHARLOTTE NC)
CA
10/17/2003 - 04/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
07/01/2002 - 01/16/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/23/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 06/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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