Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gillaspy is a financial advisor with over 20 years of experience in the financial services industry. David has a strong background in securities and investment advisory services and holds several industry certifications, including Series 3, 4, 7, 24, 52, 53, and 66. David is registered with both Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. and offers a range of investment advisory services, including financial planning, portfolio management, and selection of other advisors. David is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/08/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
IL
04/01/2013 - 03/07/2022
MADISON AVENUE SECURITIES, LLC (SKOKIE IL)
CA
01/16/2012 - 03/05/2013
ALLSTATE FINANCIAL SERVICES, LLC (SAN DIEGO CA)
CA
03/23/2009 - 10/07/2010
CUSO FINANCIAL SERVICES, L.P. (TEMECULA CA)
CA
03/23/2006 - 01/09/2008
TD AMERITRADE, INC. (LA JOLLA CA)
CA
11/11/2004 - 03/07/2006
WM FINANCIAL SERVICES, INC. (IRVINE CA)
SC
10/31/2003 - 11/08/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MO
06/17/1997 - 11/03/2003
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 05/16/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/24/2018
Series 4 - Registered Options Principal Examination
BC
Issued 03/01/2004
Series 24 - General Securities Principal Examination
BC
Issued 09/08/2023
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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