Unclaimed
David Kupperman is a registered representative with Neuberger Berman BD LLC. David has been in the securities industry since January 21, 2009. David holds Series 63, 66, and 7 licenses. David is registered in 26 states and the District of Columbia. David was previously employed at Goldman, Sachs & Co. and NEUBERGER BERMAN MANAGEMENT LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/31/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
02/26/2013 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
NY
07/22/1999 - 01/28/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 08/25/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure David Kupperman is the right advisor for you? Invested Better is here to help.