Unclaimed
David Gerhard Kopittke is an investment advisor representative at MML Investors Services, LLC with over 17 years of experience in the financial services industry. David holds licenses in several states including Arkansas, Texas, California, Colorado and Florida. David has also held past positions at Northwestern Mutual Investment Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Royal Alliance Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
AR
08/21/2018 - Present
MML Investors Services, LLC (Little Rock AR)
AR
02/24/2014 - 06/12/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LITTLE ROCK AR)
AR
09/17/2012 - 03/18/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LITTLE ROCK AR)
AR
12/09/2008 - 07/27/2012
SICOR SECURITIES INC (MAUMELLE AR)
AR
09/01/2005 - 12/31/2006
SICOR SECURITIES INC (MAUMELLE AR)
AZ
05/05/2005 - 08/05/2005
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
08/26/2004 - 09/23/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
FL
04/23/2001 - 08/31/2004
HIGH MARK SECURITIES, INC. (LAKELAND FL)
IA
Issued 06/16/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/17/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2001
Series 4 - Registered Options Principal Examination
BC
Issued 05/18/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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