Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gerard Luther is a financial advisor with over 45 years of experience in the financial services industry. David currently works at Oppenheimer & Co. Inc. where David is registered with Arizona, Florida, and New Jersey. Before joining Oppenheimer & Co. Inc. David previously worked at several other firms, including JOSEPHTHAL & CO., INC., SANDS BROTHERS & CO., LTD., CIBC OPPENHEIMER CORP., LEHMAN BROTHERS INC., DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. David holds a Series 63, Series 65, Series 7, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
07/31/2007 - Present
Oppenheimer & Co. Inc. (SARASOTA FL)
NY
12/21/2001 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
03/08/1999 - 12/14/2001
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
NY
05/17/1993 - 03/02/1999
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
04/24/1985 - 05/20/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/31/1984 - 05/08/1985
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
09/26/1978 - 03/14/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/05/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 09/21/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1977
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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