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David Gerald Zacha

Cetera Investment Services LLC

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About David Gerald Zacha

David Gerald Zacha is a financial advisor with Cetera Investment Services LLC. David has been in the industry since 2002 and has a strong background in investments and financial planning. David is committed to providing personalized financial guidance to help his clients reach their financial goals. He has a variety of experience with different firms including Morgan Keegan & Company, Inc. and PFS Investments Inc. David has passed the Series 7, Series 31, Series 63, Series 65, and SIE exams.

Firm Information

David Zacha is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Zacha’s Registration & Firm History

MN

09/12/2016 - Present

Cetera Investment Services LLC (ST CLOUD MN)

MN

12/06/2013 - 12/02/2014

CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)

TN

04/13/2011 - 03/31/2012

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

TX

01/06/2010 - 09/28/2010

PFS INVESTMENTS INC. (PLANO TX)

TX

12/17/2009 - 12/31/2009

PFS INVESTMENTS INC. (PLANO TX)

TX

01/02/2007 - 09/04/2007

BNY CONVERGEX EXECUTION SOLUTIONS LLC (DALLAS TX)

TX

04/05/2000 - 01/02/2007

LYNCH, JONES & RYAN LLC (DALLAS TX)

IL

03/01/1999 - 03/17/2000

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

TX

12/09/1996 - 03/01/1999

CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)

NY

05/03/1996 - 12/09/1996

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 05/28/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/13/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/1996

Series 31 - Futures Managed Funds Examination

BC

Issued 05/02/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Gerald Zacha.
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