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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gerald Taylor is a financial advisor with Wells Fargo Clearing Services, LLC, based in Fort Worth, TX. David has been in the financial services industry since 1998. David's current registrations include Series 6, 7, 9, 10, 63 and 65. David has been associated with Wells Fargo Clearing Services, LLC, since 2017. Prior to that, David was employed with PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP in Boston, MA, Edward Jones in Kennebunk, ME, FORESIDE FUND SERVICES, LLC in Portland, ME, DWS INVESTMENTS DISTRIBUTORS, INC in Chicago, IL, and PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP in Boston, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/11/2017 - Present
Wells Fargo Clearing Services, LLC (FORT WORTH TX)
MA
12/09/2011 - 03/14/2016
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
ME
11/12/2010 - 11/28/2011
EDWARD JONES (KENNEBUNK ME)
ME
02/10/2010 - 11/15/2010
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
IL
05/13/2003 - 12/22/2009
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
MA
09/08/1997 - 03/10/2003
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
IA
Issued 10/09/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/06/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/04/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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