Unclaimed
David Mullins is an active investment advisor representative with a focus on investment company products and variable contracts. David has been in the industry since October 28, 2010. David holds Series 6, 63, and SIE licenses. David is registered to conduct business in Pennsylvania and Rhode Island and is currently employed by Prudential Annuities Distributors, Inc. David was previously employed by PRUCO Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/07/2013 - Present
Prudential Annuities Distributors, Inc. (Fort Washington PA)
NJ
12/05/1996 - 07/14/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 09/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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