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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gerald Mangone is a registered investment advisor representative with Seelaus Asset Management, LLC. David has been in the securities industry since 2002 and holds licenses for both brokerage and investment advisory services. His experience includes working with clients of various types, including individuals, businesses, charitable organizations, and pooled investment vehicles. David's specializations include fixed income securities, mutual funds, investment advisory services, and portfolio management for businesses. He is committed to providing clients with personalized financial advice and helping them achieve their investment goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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NJ
02/28/2024 - Present
Seelaus Asset Management, LLC (Red Bank NJ)
FL
08/09/2012 - 06/07/2019
TRIBAL CAPITAL MARKETS, LLC (BRANDENTON FL)
NY
01/05/2011 - 08/14/2012
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
07/24/2008 - 01/05/2011
BRAVER STERN SECURITIES LLC (NEW YORK NY)
NY
07/01/2005 - 07/16/2008
UBS SECURITIES LLC (NEW YORK NY)
NY
10/21/2002 - 06/24/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 01/10/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/02/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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