Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid George Rosensteel has been in the financial industry since 1996 and is currently registered with LPL Financial LLC. David has a long history of experience in the industry, having worked with several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Royal Alliance Associates, Inc. David is also a CPA and tax preparer. David provides financial planning, consulting, and other non-discretionary advisory services. David is registered in Florida, Kentucky, North Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/13/2021 - Present
LPL Financial LLC (PORT RICHEY FL)
FL
04/24/2008 - 09/08/2009
MUTUAL SERVICE CORPORATION (CRYSTAL RIVER FL)
FL
03/07/2000 - 04/24/2008
FFP SECURITIES, INC. (CRYSTAL RIVER FL)
MN
02/10/1999 - 03/27/2000
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
NY
10/08/1996 - 02/11/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AZ
12/17/1993 - 01/17/1994
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 11/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/31/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Rosensteel is the right advisor for you? Invested Better is here to help.
