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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Meeks is a financial advisor with over 30 years of experience in the financial services industry. David is currently registered with Morgan Stanley, where he provides comprehensive financial advice to individuals, families, and institutions. David has a broad range of experience in investment management, financial planning, and retirement planning. He holds a Series 7, 8, 9, 10, 63, and 65 licenses, along with the SIE designation. He is also a Certified Financial Planner. Before joining Morgan Stanley, David was with UBS Financial Services Inc. David has a strong commitment to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MT
11/12/2021 - Present
Morgan Stanley (BIGFORD MT)
CT
11/09/2001 - 12/09/2021
UBS FINANCIAL SERVICES INC. (WESTPORT CT)
NY
11/26/1996 - 11/12/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
01/21/1987 - 11/25/1996
TUCKER ANTHONY INCORPORATED (BOSTON MA)
IA
Issued 12/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/22/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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