Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Herbst is a financial advisor with LPL Financial LLC. David has been in the financial services industry since 1986 and has been with LPL Financial since 2005. David is a CERTIFIED FINANCIAL PLANNER™ professional. David has been registered in 18 states. In addition to working with LPL Financial, David has owned and operated his own financial services company since 2011, Herbst Financial Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
02/28/2005 - Present
LPL Financial LLC (DOWNERS GROVE IL)
MO
10/05/2001 - 03/04/2005
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
AZ
04/21/1998 - 10/10/2001
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
04/02/1998 - 04/09/1998
SUNAMERICA SECURITIES, INC.
MA
04/29/1987 - 04/06/1998
LONG GROVE TRADING CO. (BOSTON MA)
NA
08/26/1987 - 01/04/1989
AMEV INVESTORS, INC.
NA
10/15/1985 - 03/12/1986
SENTRA SECURITIES CORPORATION
NA
07/26/1985 - 02/04/1986
LINCOLN FINANCIAL ADVISORS CORPORATION
IA
Issued 07/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/06/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/1993
Series 7 - General Securities Representative Examination
BC
Issued 09/12/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/25/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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