Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gagnon is a financial advisor who has been in the industry since December 23, 2003. David is currently registered with Academy Securities, Inc. and holds licenses for Series 7, 24, 57TO, and 63 exams. David has previously worked at Jefferies LLC and Paine Webber Incorporated. David is registered to conduct business in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/02/2021 - Present
Academy Securities, Inc. (NEW YORK NY)
CA
07/29/2009 - 08/16/2021
JEFFERIES LLC (SAN FRANCISCO CA)
NJ
04/27/1995 - 11/29/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 07/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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