Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Frederick is a registered representative with MGI Funds Distributors, LLC. David has been in the financial services industry since 2008. He has been with MGI Funds Distributors, LLC since January 2020. Previously David worked at KESTRA INVESTMENT SERVICES, LLC and WELLS FARGO ADVISORS, LLC. David has a Series 7, Series 66 and a SIE license. He is registered with the state of Connecticut, New Jersey, New York, Oklahoma and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
01/27/2020 - Present
MGI Funds Distributors, LLC (Morristown NJ)
NY
08/25/2016 - 08/05/2019
KESTRA INVESTMENT SERVICES, LLC (NY NY)
NJ
09/20/2007 - 07/08/2016
WELLS FARGO ADVISORS, LLC (SHORT HILLS NJ)
BOTH
Issued 10/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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