Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Baland is a financial advisor with over 30 years of experience in the industry. David is currently registered with Concurrent Investment Advisors, LLC. David is a financial advisor working with individuals, high net worth individuals, corporations or other businesses, and pension and profit-sharing plans. David has a background in providing financial planning, pension consulting, selection of other advisers, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/19/2023 - Present
Concurrent Investment Advisors, LLC (TAMPA FL)
NM
04/08/2022 - 05/15/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Albuquerque NM)
NM
10/23/2009 - 04/11/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALBUQUERQUE NM)
NM
03/07/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ALBUQUERQUE NM)
NY
11/27/1991 - 03/10/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
08/01/1991 - 01/23/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/01/1991 - 01/23/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 06/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/05/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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