Unclaimed
David Gene Scharpe is a financial professional registered with Northwestern Mutual Investment Services, LLC. David has been in the industry since September 13, 2011. David is licensed to provide financial advice and sell securities in Arizona, Colorado, District of Columbia, Michigan, Minnesota, Montana, New York, North Dakota, Utah, and Wyoming. David holds the Series 6, Series 26 and Series 63 securities licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
ND
09/13/2011 - Present
Northwestern Mutual Investment Services, LLC (MINOT ND)
BC
Issued 10/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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