Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Overholser is an investment advisor representative currently registered with Charles Schwab & CO., Inc. David has been in the financial services industry since 1998. Prior to joining Charles Schwab & CO., Inc., David held positions at MORGAN STANLEY DW INC. and SUNTRUST EQUITABLE SECURITIES. David holds licenses in several states, including North Carolina, Texas and others. David is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). David Overholser is a financial advisor who provides a range of services to clients, including financial planning and investment advice. David is also a registered representative of Charles Schwab & CO., Inc., so he can provide brokerage services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NC
03/23/2021 - Present
Charles Schwab & CO., Inc. (Raleigh NC)
NY
04/24/1999 - 05/02/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
GA
09/23/1998 - 04/12/1999
SUNTRUST EQUITABLE SECURITIES (ATLANTA GA)
IA
Issued 05/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/26/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 09/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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