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David Gene Holleb

Northwestern Mutual Investment Services, LLC

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About David Gene Holleb

David Gene Holleb is a financial advisor who has been active in the financial industry since 1991. David is currently affiliated with Northwestern Mutual Investment Services, LLC and has been with the firm since 1995. David has worked for several other firms in the past, including Robert W. Baird & Co. Incorporated, Investment Advisors & Consultants, Inc., Smith Barney, Harris Upham & Co., Incorporated and Prudential-Bache Securities Inc.. David's experience and expertise span a variety of areas including, investment research, referrals to other advisors, and more.

Firm Information

David Holleb is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Holleb’s Registration & Firm History

NJ

12/13/1995 - Present

Northwestern Mutual Investment Services, LLC (Florham Park NJ)

WI

01/30/1996 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NJ

07/05/1995 - 10/17/1995

INVESTMENT ADVISORS & CONSULTANTS, INC. (WEST LONG BRANCH NJ)

NA

08/21/1984 - 01/11/1985

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

NA

12/30/1980 - 06/22/1984

PRUDENTIAL-BACHE SECURITIES INC.

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Licenses & Designations

BOTH

Issued 08/09/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/17/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/1995

Series 7 - General Securities Representative Examination

BC

Issued 08/03/1982

Series 5 - Interest Rate Options Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Gene Holleb.
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