Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gatliff Ellison is a financial professional with over 40 years of experience in the industry. David is currently registered with Northwestern Mutual Investment Services, LLC and has been since 2002. Previously, David worked with Robert W. Baird & Co. Incorporated. David is a licensed investment advisor and holds several professional designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
SC
02/04/1982 - Present
Northwestern Mutual Investment Services, LLC (GREENVILLE SC)
WI
10/27/1989 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/04/1998
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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