Unclaimed
David Gassman is a financial advisor with Icapital Markets LLC, located in Greenwich, Connecticut. David has been in the financial services industry since September 3, 2010, and has experience with various financial institutions, including Cowen and Company, Goldman Sachs & Co. LLC, and Dresdner Kleinwort Securities LLC. David is a Series 7 and Series 63 licensed professional, and holds the SIE designation. David is registered to conduct business in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/30/2023 - Present
Icapital Markets LLC (Greenwich CT)
CT
08/12/2022 - 11/30/2023
ICAPITAL SECURITIES, LLC (Greenwich CT)
NY
03/27/2019 - 08/02/2022
COWEN AND COMPANY (NEW YORK NY)
NJ
10/11/2011 - 04/17/2019
GOLDMAN SACHS & CO. LLC (JERSEY CITY NJ)
NY
08/18/2008 - 10/02/2009
DRESDNER KLEINWORT SECURITIES LLC (NEW YORK NY)
BC
Issued 10/20/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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