Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Simon is a financial advisor with Western International Securities, Inc. David has been in the financial services industry since May 12, 1983. He specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management services for individuals and businesses. David holds the Series 4, 7, 8, 9, 10, 52TO, 53, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NV
08/30/2007 - Present
Western International Securities, Inc. (Crystal Bay NV)
CA
08/06/2002 - 01/30/2004
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
TX
02/13/1992 - 04/01/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
03/22/1991 - 02/03/1992
ASB FINANCIAL SERVICES (IRVINE CA)
NA
06/11/1990 - 02/14/1991
GRIFFIN FINANCIAL SERVICES
CA
02/17/1989 - 06/22/1990
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
11/24/1982 - 02/22/1989
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 12/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/01/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/30/1989
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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