Unclaimed
David Gary Mizrachi is a registered representative of Neuberger Berman BD LLC, and an investment advisor representative in New Jersey and New York. David has been active in the securities industry since July 9, 2002, and is licensed to sell securities in all 50 states and Puerto Rico. David holds the Series 7, Series 63, and Series 65 licenses, as well as the SIE exam. David specializes in providing portfolio management services to various clients, including separate accounts and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/20/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
IA
Issued 08/15/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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