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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gary Halperin is an investment advisor representative with Wells Fargo Clearing Services, LLC. David has been active in the financial industry since 1995 and has experience in a range of areas, including financial planning, investment management and portfolio management for businesses and individuals. David holds the Series 7, Series 31, and Series 63 licenses, as well as the SIE and Series 65 designations. David has been affiliated with Wells Fargo Clearing Services, LLC since 2016, and prior to that, worked with Citigroup Global Markets Inc. and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/30/2017 - Present
Wells Fargo Clearing Services, LLC (PLEASANTON CA)
CA
10/24/2000 - 03/12/2009
CITIGROUP GLOBAL MARKETS INC. (PLEASANTON CA)
MO
08/21/1995 - 10/23/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 03/07/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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