Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Garland Fischer is a financial advisor who has been in the industry since 1992. David is currently registered with PNC Capital Markets LLC. David was previously registered with STEPHENS, WACHOVIA CAPITAL MARKETS, LLC, SCOTT & STRINGFELLOW, INC., and FIRST UNION CAPITAL MARKETS CORP. David has a wide range of experience in the financial services industry. David holds Series 52, 53 and 63 securities licenses. David is also registered in ten states: Alabama, District of Columbia, Florida, Georgia, Louisiana, Maryland, North Carolina, South Carolina, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
02/11/2014 - Present
PNC Capital Markets LLC (CHARLOTTE NC)
NC
05/06/2009 - 02/06/2014
STEPHENS (CHARLOTTE NC)
NC
04/11/2005 - 03/31/2009
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
VA
04/03/1993 - 04/11/2005
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
NC
08/31/1992 - 02/23/1993
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 07/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1992
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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