Unclaimed
David Garff Owens is an Investment Advisor Representative with John Hancock Investment Management LLC. David has been in the financial services industry since December 27, 2002. David's current registrations include Series 65 and Series 7. David has previously worked at John Hancock Distributors LLC, Directed Services, Inc. and Fidelity Brokerage Services LLC. David currently works out of the Salt Lake City, UT office of John Hancock Investment Management LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
UT
11/08/2018 - Present
John Hancock Investment Management LLC (SALT LAKE CITY UT)
MA
12/15/2011 - 12/31/2012
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
PA
03/04/2003 - 04/12/2004
DIRECTED SERVICES, INC. (WEST CHESTER PA)
RI
05/17/2001 - 08/13/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 11/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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