Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gareth Pullen is a registered representative with Arkadios Wealth Advisors and has been in the industry since February 2, 2016. David Gareth Pullen holds the Series 66, Series 7 and SIE licenses. David Gareth Pullen has been registered with Arkadios Wealth Advisors since June 2024, and has previous experience at LPL Financial LLC. David Gareth Pullen is registered to provide securities and investment advisory services in 17 states, with an active branch office location in New Orleans, Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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LA
06/20/2024 - Present
Arkadios Wealth Advisors (NEW ORLEANS LA)
LA
02/03/2016 - 06/25/2024
LPL FINANCIAL LLC (NEW ORLEANS LA)
BOTH
Issued 03/21/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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