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David Gardner Arteberry

Stifel, Nicolaus & Company, Inc.

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About David Gardner Arteberry

David Gardner Arteberry is a financial professional with over 35 years of experience in the financial services industry. David is currently registered with Stifel, Nicolaus & Company, Inc. David's previous employers include George K. Baum & Company and has been active in the Kansas City market throughout their career. David has a broad range of experience serving individual and institutional clients, and has expertise in areas such as financial planning, portfolio management, and municipal securities. David holds the Series 7, Series 50, Series 52TO, and SIE licenses.

Firm Information

David Arteberry is currently registered with Stifel, Nicolaus & Company, Inc.. Stifel, Nicolaus & Company, Inc. is a corporation headquartered in ST LOUIS, MO, United States. Founded in 1900, the firm provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. With over 5,000 registered representatives and $149.2 billion in regulatory assets under management, the firm serves a wide range of clients including high-net-worth individuals, corporations, and institutional investors.
Stifel, Nicolaus & Company, Inc.

501 N BROADWAY

ST LOUIS, MO 63102

$149.25B

Assets Under Management

Not reported

Total Clients

4,272

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Arteberry’s Registration & Firm History

MO

09/27/2019 - Present

Stifel, Nicolaus & Company, Inc. (KANSAS CITY MO)

MO

05/31/1994 - 09/27/2019

GEORGE K. BAUM & COMPANY (KANSAS CITY MO)

MO

12/22/1987 - 05/31/1994

GEORGE K. BAUM & COMPANY (KANSAS CITY MO)

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Licenses & Designations

BC

Issued 06/01/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/04/2016

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 12/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Gardner Arteberry.
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